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Closed-end fund
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501	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-10-20 10:35:56 Collective investment schemes Alternative investment management companies Financial services Invesco Nuveen Investments Security Closed-end fund Stock fund Financial economics Investment Funds
502	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]November 3, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-04 07:53:19 Funds Financial services Collective investment schemes Structured finance Exchange-traded fund Closed-end fund Asset-backed security Collateralized debt obligation Securitization Financial economics Investment Finance
503	UBS Financial Services Inc. of Puerto Rico Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-01 15:11:05 Investment banks Tax evasion UBS Closed-end fund Trading room Private equity secondary market Investment Financial economics Finance
504	EURO AREA INVESTMENT FUND STATISTICS Add to Reading List Source URL: www.ecb.europa.eu Language: English - Date: 2014-11-17 05:02:25 Funds Financial services Collective investment schemes Equity securities Hedge fund Euro Closed-end fund Money market fund Equity Financial economics Investment Finance
505	Microsoft Word - MMWG - JB Transmittal Memo to JVM.doc Add to Reading List Source URL: www.ici.org Language: English Funds Financial services Collective investment schemes Subprime mortgage crisis Money market fund Mutual fund Closed-end fund Exchange-traded fund Investment management Financial economics Investment Finance
506	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 22, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Dis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 08:55:42 Financial services Collective investment schemes Finance Exchange-traded fund Mutual fund Investment Advisor Financial adviser Closed-end fund American depositary receipt Financial economics Investment Funds
507	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]September 5, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-09-08 07:40:57 Funds Collective investment schemes Financial markets Exchange-traded fund Closed-end fund Security U.S. Securities and Exchange Commission Securities market Securities Exchange Act Financial economics Investment Finance
508	Microsoft Word - BIC_Description_Share_Repurchase_Program_2011.doc Add to Reading List Source URL: www.bicworld.com Language: English - Date: 2011-06-23 08:46:56 Business Finance Corporate finance Equity securities Share repurchase Stock Short Reverse takeover Closed-end fund Financial economics Stock market Investment
509	All Securities Law, Franchise Law, and Take-Over Law Filings for[removed]through[removed]Securities Law Registration Filings Made with DFI’s Securities Division Firm Name RESOURCE REAL ESTATE Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2014-12-22 09:39:45 Collective investment schemes Funds Financial services Stock market PIMCO Security Nuveen Investments Equity Closed-end fund Financial economics Investment Finance
510	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]November 19, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-20 16:08:23 Finance Funds Economy of the United States NASDAQ Closed-end fund Securities Exchange Act Stock exchange Fee Listing Rules Financial economics Investment Stock market

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